Funding Instructions

FUNDING BY CHECK

If you are funding your account by a personal, cashier or certified check, please make the check payable to “Rosenthal Collins Group”. Please mail your check to your broker or to the RCG Treasury Department at 216 W. Jackson Blvd., Suite 400, Chicago, IL 60606, and also include your RCG account number on the “Memo” line. Please do NOT mail your check directly to RCG’s account at Harris Bank.

For your protection and ours, you may be restricted from trading until confirmed funds have been received by our bank. In some cases, it may take as long as 10 days for RCG’s bank to confirm the funds on checks drawn on banks outside Illinois.

FUNDING WITH U.S. TREASURY SECURITIES

If you are funding your account with a deposit of U.S. Treasury securities, the transfer instructions are as follows:

Bank of New York/HARCUS/Rosenthal Collins Group #2209344 FAO: (Your name and your RCG account number)

WIRE TRANSFER

If you are wiring U.S. dollars, the instructions are:

Harris Trust & Savings Bank
Chicago, Illinois USA
SWIFT ADDRESS: HATRUS44 (MT103)
ABA# 0710-0028-8

FAO:Rosenthal Collins Group
396-446-7
Customer Segregated Funds
FAO:(Your name and your RCG account number)

Please note that it is very important to wire non-U.S. currency according to the instructions for non-U.S. currency. If non-U.S. funds are wired to RCG’s U.S. dollar account, the funds will be converted automatically by the bank to U.S. dollars at the bank’s prevailing exchange rate.

FUNDING BY CHECK

You may fund your accounts with a personal check, savings and loan check, and checks drawn on a money market or credit union account. These funds require clearance before you may begin trading. You may also fund your account with a cashiers check or certified check, however please discuss this with your account representative prior to funding, for further instruction. MAKE ALL CHECKS PAYABLE TO DORMAN TRADING, LLC

Transferred Funds: You may fund your account by transferring funds to Dorman Trading, LLC from an investment or brokerage account of another firm. Funds transferred from another brokerage account are considered cleared funds.

WIRE TRANSFER

If you are wiring U.S. dollars, the instructions are:

BMO Harris, N.A.
111 W. Monroe Street
Chicago, Illinois 60603
SWIFT Address: HATRUS44
Dormon Trading, LLC
Account: 2427201
FCC: {Customer Name} {Dorman Account No.}

FUNDING BY CHECK

Make cashier’s and personal checks payable to: Wedbush Futures.
New accounts funded with a personal check have a five business day waiting period. Please indicate new account or current Wedbush account number in the memo line.

Send checks to the following address:

HighGround Trading
209 W. Jackson Blvd
Suite 701
Chicago, IL 60606

FUND BY WIRE

If you are wiring U.S. dollars, the instructions are:

BMO Harris, N.A.
111 W. Monroe Street
Chicago, Illinois 60603
SWIFT Address: HATRUS44
Wedbush Securities Inc.
Account: 2730893
FCC: {Customer Name} {Wedbush Account No.}

WIRE – US DOLLARS ONLY

JP Morgan Chase
1111 Polaris Pkwy
Columbus, OH 43240

ABA Number: 021 000 021
Swift Number: CHASUS33Account Name: Gain Capital Group, LLC – Customer Segregated Funds
Account Number: 646862821

For further credit to: {Account Name} Account Number: {If assigned, otherwise use “Pending New Account”} Note — Incoming wires in US$ must be received by 1500 EST, for same day deposit.

Instructions for Non-US Currencies (https://futuresonline.com/)

CHECK

Please mail checks to:

Gain Capital Group, LLC
Attn: New Accounts
9482 Wedgewood Blvd. Suite 150
Powell, OH 43065

• We only accept checks drawn from U.S. Banks
• We accept personal checks
• All personal checks will be held 5 business days to clear.
• We do not accept money orders, or third party, or traveler’s checks.
• If applicable, include your OEC trading account number.

Due to anti-money laundering laws, OEC can only accept funds coming from an account in the same name as your OEC account.

Wire Transfer

Harris N.A. Bank
111 W. Monroe Street
Chicago, Il 60603
ABA: 071-000-288
ABN AMRO Clearing Chicago LLC Customer
Account: 367-290-4
FCC: {Customer Name} {ABN Account No.}

Wire Transfer

Citibank N.A.
New York
ABA: 021000089
SWIFT Address: CITIUS33
RJ O’Brien and Associates LLC – Segregated
Account: 31095794
FCC: {Customer Name} {RJO Account No.}

Wire Transfer

BMO Harris Bank N.A.
ABA: 071000288
Straits Financial LLC CUS SEG REG 1.20 ACCT
Account: 3999521
FCC: {Customer Name} {RJO Account No.}